Radiology Scheduler
biztekpeople
Registration & Licensing Specialist
About this role
Registration & Licensing Specialist at an Investment Bank at NYC | Remote | Temporary
Schedule: Full-time, 5 days per week
Assignment: Temporary, anticipated through January 2027
We’re seeking an experienced Registration & Licensing Specialist for a temporary, full-time remote assignment. This role supports broker-dealer registration and licensing activities, including FINRA and state registrations, regulatory filings, dual registrations, and Residential Supervisory Location (RSL) administration.
Key Responsibilities
- Process new-hire and transfer registrations
- Maintain Form U4 and U5 filings
- Coordinate state and dual-registration requirements
- Track licensing and examination requirements
- Support ongoing registration maintenance and RSL reporting
- Maintain accurate regulatory records
- Partner with Compliance, HR, Legal, and business teams to meet regulatory deadlines
Qualifications
- 3–5+ years of broker-dealer registration and licensing experience
- Bachelor’s degree preferred
- Working knowledge of FINRA CRD, Form U4/U5, and state registration requirements
- Experience with dual registrations and branch/RSL reporting
- Strong attention to detail and ability to manage multiple regulatory deadlines
#BrokerDealer #FINRA #FINRACRD #FormU4 #FormU5 #SecuritiesLicensing #StateRegistration #DualRegistration #RSLReporting #RegulatoryCompliance
Frequently Asked Questions
Is the salary disclosed for the Registration & Licensing Specialist position at biztekpeople?
The salary for this Registration & Licensing Specialist role at biztekpeople is not publicly listed. Click "Apply Now" to learn more about the compensation package on their official careers page.
Where is the Registration & Licensing Specialist position at biztekpeople located?
This Registration & Licensing Specialist role at biztekpeople is based in New York, United States. The position is listed as on-site or hybrid. Check the full job description or apply directly to confirm the work arrangement.
Is the Registration & Licensing Specialist role at biztekpeople full-time or part-time?
This is listed as a Contract position. It is posted as a Registration & Licensing Specialist role at biztekpeople.
How do I apply for the Registration & Licensing Specialist position at biztekpeople?
Click the "Apply Now" button on this page. You will be redirected to biztekpeople's official application portal hosted on zohorecruit where you can submit your application directly.
When was the Registration & Licensing Specialist job at biztekpeople posted?
This Registration & Licensing Specialist position at biztekpeople was posted on Aug 18, 2026. Apply as soon as possible — early applications are often reviewed first.
Registration & Licensing Specialist
biztekpeople
You'll be redirected to biztekpeople's official application page on zohorecruit.