Radiology Scheduler
biztekpeople
Compliance Surveillance Analyst
About this role
BizTek People is hiring an experienced Compliance Surveillance Analyst for a global investment bank in Midtown Manhattan.
Contract: 5 months with possibility of extension
Schedule: Hybrid, 2–3 days onsite
Location: Midtown NYC
This role is focused on employee trading surveillance, personal brokerage account monitoring, insider trading controls, information barriers, and regulatory compliance.
Key Responsibilities:
- Monitor employee brokerage accounts and personal trading activity
- Conduct trade surveillance involving employee trading, wall crossings, and firm trading
- Monitor watch lists and restricted lists
- Review brokerage statements and electronic account data feeds
- Support insider trading surveillance and information barrier controls
- Analyze trading data for key risk reporting and Internal Audit requests
- Assess Public/Private access requirements
- Provide compliance policy guidance and support regulatory examinations
- Identify, escalate, and report compliance and control issues
Required Qualifications:
- 3–5+ years of Compliance Surveillance experience
- Experience within a U.S. bank, investment bank, broker-dealer, or financial institution
- Hands-on experience with employee trading/personal account dealing surveillance
- Knowledge of insider trading regulations, watch/restricted lists, and information wall crossings
- Strong analytical, research, and Excel skills
- Bachelor’s degree
Preferred:
- FINRA licenses
- Experience supporting regulatory exams or Internal Audit
- Advanced degree
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Frequently Asked Questions
Is the salary disclosed for the Compliance Surveillance Analyst position at biztekpeople?
The salary for this Compliance Surveillance Analyst role at biztekpeople is not publicly listed. Click "Apply Now" to learn more about the compensation package on their official careers page.
Where is the Compliance Surveillance Analyst position at biztekpeople located?
This Compliance Surveillance Analyst role at biztekpeople is based in New York, United States. The position is listed as on-site or hybrid. Check the full job description or apply directly to confirm the work arrangement.
Is the Compliance Surveillance Analyst role at biztekpeople full-time or part-time?
This is listed as a Contract position. It is posted as a Compliance Surveillance Analyst role at biztekpeople.
How do I apply for the Compliance Surveillance Analyst position at biztekpeople?
Click the "Apply Now" button on this page. You will be redirected to biztekpeople's official application portal hosted on zohorecruit where you can submit your application directly.
When was the Compliance Surveillance Analyst job at biztekpeople posted?
This Compliance Surveillance Analyst position at biztekpeople was posted on Aug 28, 2026. Apply as soon as possible — early applications are often reviewed first.
Compliance Surveillance Analyst
biztekpeople
You'll be redirected to biztekpeople's official application page on zohorecruit.