Sr. Business Analyst/Project Manager, Compliance applications, IT

Position Description

As Business Analyst / Project Manager, Compliance IT you will join the Corporate IT Delivery Team delivering strategic technology projects in Compliance.

This is a hands-on analytic and project management role.  You will be expected to understand the domain topics, perform in-depth analysis and define solutions. You will also manage projects through the entire SDLC from project initiation to implementation into production environment.

Key Areas of Responsibilities

• Liaise with Compliance stakeholders to gather requirements, analyze business needs, and design technology solutions that support regulatory and operational objectives.

• Conduct gap analysis, impact assessment, and feasibility studies on business requirements, and recommend aligned technology strategies.

• Prepare and maintain business requirement documents, test scenarios, and user manuals.

• Collaborate with cross-functional teams, including Compliance, vendors, and internal IT teams to deliver technology solutions.

• Participate in project planning, scope management, and stakeholder communications to ensure successful project delivery.

• Develop, coordinate, and execute UAT plans, test cases, and defect management activities to ensure solutions meet business requirements.

• QA Testing and ensure changes is rigorously tested before providing in UAT to users

• Manage end-to-end project lifecycle activities from initiation, requirements gathering, solution design, testing, deployment, and post-implementation support.

• Ensure solutions (either in-house or vendor) comply with CLSA standards and practices

Requirements

• Bachelor’s degree or above in IT, Business, or related disciplines.

• 5–8 years of IT project experience in financial institutions, including minimum 3 years in BA/PM

• Proven exposure to Compliance technology domains, including COB, AML, trade surveillance, regulatory reporting and other compliance areas

• Working knowledge of SMARTS, LiquidMetrics, GoldTier, AxiomSL and ComplySci applications is a plus

• Good understanding of front-to-back trading / settlement flows in Investment Bank is an advantage

• Experience in data analysis is a plus

• Detailed-oriented and self-motivated

• Demonstrates a strong sense of accountability, ownership, and professional discipline

• Excellent communication skills in English and Mandarin

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