Legal & Compliance Manager
About this role
Our client is an Africa-focused private capital fund manager investing in small and growing businesses across Nigeria, Côte d'Ivoire, and Senegal.
Job Summary
The Legal & Compliance Manager will lead the company's legal, regulatory, and compliance function — including the fund manager's SEC registration process and ongoing obligations as a Nigerian Capital Market Operator. You will be one of the company's SEC Sponsored Individuals and will serve as the Compliance Officer. This role combines deal-side legal work (transaction documentation) with fund-level compliance and corporate governance.
Key responsibilities
- Serve as the company's Compliance Officer and SEC Sponsored Individual; lead and maintain the fund manager's SEC registration and annual renewal obligations.
- Draft, review, and negotiate investment documentation — term sheets, facility agreements, RBF agreements, security documents, shareholder agreements, and intercreditor agreements.
- Manage external counsel across Nigeria, Mauritius, Côte d'Ivoire, and Senegal for transaction and fund-level matters.
- Oversee fund structuring and governance, including Limited Partnership Agreement compliance and LP reporting obligations.
- Design and implement the company's AML/CFT, KYC, and PEP screening framework in line with CBN, SEC, and international standards.
- Lead ESG and gender-lens policy compliance, including 2X Challenge and DGGF reporting requirements.
- Advise on CBN, NDIC, SEC, FIRS, and other regulatory matters affecting portfolio companies.
- Serve as Company Secretary for the company entities; maintain statutory registers and minute books.
Requirements
- Qualified Nigerian legal practitioner (called to the Nigerian Bar) with 6–10 years post-call experience.
- SEC Sponsored Individual registration — either currently active or eligible to be registered (having completed the SEC/NCMI pre-registration training and examination). Candidates eligible to convert from a prior SI role are strongly encouraged to apply
- Strong background in capital markets, banking & finance, private equity, or investment funds —gained at a top-tier Nigerian law firm, in-house at a Capital Market Operator, or at a DFI/fund manager.
- Proven drafting and negotiation experience on debt transactions; experience with RBF, mezzanine, or alternative credit structures a plus.
- Working knowledge of ISA 2025, SEC Rules, CBN regulations, CAMA, FATCA/CRS, and AML/CFT requirements.
- LLM or ICSAN (chartered secretary) qualification is a plus.
Frequently Asked Questions
Is the salary disclosed for the Legal & Compliance Manager position at alanandgrant?
The salary for this Legal & Compliance Manager role at alanandgrant is not publicly listed. Click "Apply Now" to learn more about the compensation package on their official careers page.
Where is the Legal & Compliance Manager position at alanandgrant located?
This Legal & Compliance Manager role at alanandgrant is based in Abuja, Nigeria. The position is listed as on-site or hybrid. Check the full job description or apply directly to confirm the work arrangement.
Is the Legal & Compliance Manager role at alanandgrant full-time or part-time?
This is listed as a Full time position. It is posted as a Legal & Compliance Manager role at alanandgrant.
How do I apply for the Legal & Compliance Manager position at alanandgrant?
Click the "Apply Now" button on this page. You will be redirected to alanandgrant's official application portal hosted on zohorecruit where you can submit your application directly.
When was the Legal & Compliance Manager job at alanandgrant posted?
This Legal & Compliance Manager position at alanandgrant was posted on Jun 4, 2026. Apply as soon as possible — early applications are often reviewed first.
Legal & Compliance Manager
alanandgrant
You'll be redirected to alanandgrant's official application page on zohorecruit.