Analyst/ Associate, Wealth Management Fund Operations Specialist, CBWMO, Group COO

Job Description:

• Process trade order placement and settlement of Mutual Funds, Hedge Fund, Private asset fund and Corporate Action events

• Process on-boarding requests for Funds and support on any new fund launch or on-boarding requests received from Product Team.

• Servicing of Reverse enquiry request from client on fund subscription / transfer in not in bank’s approved list

• Ensure full compliance to all policies and regulations including SFA’s T+X+1. Complete adherence to SLAs with Wealth Business and other internal and external customers

• Ensure daily exception reports/nostro/custodian and inter system reconciliation breaks are being promptly follow up and resolved

• Regular update of Standard Operating Procedures to align with process / system changes.

• Reviews and assesses processes and introduce system improvements for efficiency and controls.   Participates in system’s UAT as and when assigned.

• To engage Business to improve operation processing flow supported by Operation’s team initiatives to ensure Operations process is being assessed before implementation

• On-time escalation of issues and risks to the Team leader or to the Department Head.

• Performs other duties that may be assigned from time to time.

Requirements:

• Minimum 3 years of experience in a Private banking / Wealth management environment in operation function.

• Strong knowledge in Investment products namely Mutual funds, Hedge funds and Private Equity funds

• Functional knowledge/experience in back office support is required

• Adequate knowledge in market regulations and application of bank’s risk policy

Location:

Job:

Schedule:

Employee Status: