Vice President - Risk and Compliance, Global Markets Division

Do you want your voice heard and your actions to count?

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.

With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.

Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.

MUFG is as committed to your future as you are. It's part of our culture to put people first, and that means focusing on you. Whether your goal is to advance your career, tackle new roles within financial services, refine your knowledge as a subject matter expert, or move and work abroad, MUFG provides you with the opportunity to chart your course toward career success. Invest in your potential by taking positive steps to advance your career and pursue your next opportunity with us!

• Provide first-line risk and compliance advice and support to business lines in Global Markets division with focus on front-office activities including FX, OTC Derivatives and Treasury

• Identify changes in regulations which may impact Global Markets’ compliance policies and procedures

• Identify potential risks and propose controls to manage and mitigate risks to provide advisory and support to Global Market business in strengthening first line of defense.

• Ensure proper documentation and updating of compliance policies and procedures and provide training on new regulations and policies

• First point of contact for internal, external auditors and regulators relating to the division.

• Reporting to HO on status of market compliance initiatives

• Implementation of Head Office rules and controls

• Coordinate review, identification, assessment and mitigation of business, front operations and regulatory risks (eg RCSA)

• Manage and review dealing and operations incidents

Job Requirements:

• Minimum Bachelor Degree

• Possesses practical trading or sales experience in foreign exchange and OTC derivatives products/structures

• Minimum 7 years of working experience in market compliance preferably in coverage of Global Markets activities such as FX, OTC Derivatives, cross-border marketing, licensing, trade reporting and new products assessments

• Minimum 10 years of experience working in the financial sector

• Strong understanding of market dynamics and global financial markets

• Possesses solid knowledge of market trends and developments

• Strong working knowledge in both local and international/extra-territorial regulations

• Ability to manage stakeholders and provide advisory to support departments in Global Markets

• Strong communication skills with ability to influence others and embed frameworks, processes, and recommendations. 

• Proficient with Microsoft 365.

We regret to inform that only shortlisted applicants will be notified.

Mitsubishi UFJ Financial Group (MUFG) is an equal opportunity employer. We view our employees as our key assets as they are fundamental to our long-term growth and success. MUFG is committed to hiring based on merit and organsational fit, regardless of race, religion or gender.

Mitsubishi UFJ Financial Group (MUFG) is an equal opportunity employer. We view our employees as our key assets as they are fundamental to our long-term growth and success. MUFG is committed to hiring based on merit and organsational fit, regardless of race, religion or gender.