Senior Compliance Advisor – Vanguard Personalized Indexing (VPI) | Advice & Wealth Management

vanguard· The Vanguard Group, Inc.
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📍 Chandler, AZ📍 Charlotte, NC📍 Dallas/Ft. Worth, TX📍 Malvern, PAFull time

About this role

Join a forward-thinking compliance team at the forefront of innovation in investment advisory services. As a Senior Compliance Advisor supporting Vanguard Personalized Indexing Management (VPIM), you’ll play a pivotal role in shaping the future of our personalized investment offering.  

You’ll serve as a strategic compliance partner, ensuring regulatory integrity and operational excellence across VPI’s lifecycle.

Responsibilities

  • Serve as an experienced advisor to the business, interfacing regularly with business unit stakeholders, risk and legal partners, and other compliance colleagues. 

  • Oversee the design, implementation execution, and maintenance of compliance policies and procedures. Support new compliance standards. 

  • Participate in research, interpretation and implementation of compliance processes associated with the firm’s regulatory requirements and industry best practices, including engaging other internal stakeholders in their support of same. 

  • Collaborate with cross-functional teams to vet learnings, refine/enhance processes and procedures, and ensure compliance readiness for future phases.  

  • Participate in business inspections and risk assessments, communicate findings, and facilitate the implementation of actionable items resulting from the reviews.

This is a high-impact opportunity to influence how Vanguard delivers personalized investment experiences while upholding its commitment to fiduciary excellence. Ideal candidates will bring deep knowledge of investment advisory compliance, a proactive mindset, and a passion for innovation in the advisory space. 

Qualifications 

  • Minimum of five years’ related work experience, with at least two years within a financial services compliance function. 

  • Well-organized with attention to detail and strong communication skills. 

  • Undergraduate degree or equivalent combination of training and experience.

 

Preferred Qualifications  

  • Knowledge of the Investment Advisers Act and Series 65 license 

  • Familiarity with direct-indexing or indexing products and platforms 

  • Composite practices (GIPS) and trading lifecycle 

Special Factors

Sponsorship

Vanguard is not offering visa sponsorship for this position.

About Vanguard

At Vanguard, we don't just have a mission—we're on a mission.

To work for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients' lives. To learn and develop our skills as individuals and as a team. From Malvern to Melbourne, our mission drives us forward and inspires us to be our best.

How We Work

Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.

Frequently Asked Questions

Is the salary disclosed for the Senior Compliance Advisor – Vanguard Personalized Indexing (VPI) | Advice & Wealth Management position at vanguard?
The salary for this Senior Compliance Advisor – Vanguard Personalized Indexing (VPI) | Advice & Wealth Management role at vanguard is not publicly listed. Click "Apply Now" to learn more about the compensation package on their official careers page.
Where is the Senior Compliance Advisor – Vanguard Personalized Indexing (VPI) | Advice & Wealth Management position at vanguard located?
This Senior Compliance Advisor – Vanguard Personalized Indexing (VPI) | Advice & Wealth Management role at vanguard is based in Chandler, AZ, Charlotte, NC, Dallas/Ft. Worth, TX, Malvern, PA. The position is listed as on-site or hybrid. Check the full job description or apply directly to confirm the work arrangement.
Is the Senior Compliance Advisor – Vanguard Personalized Indexing (VPI) | Advice & Wealth Management role at vanguard full-time or part-time?
This is listed as a Full time position. It is posted as a Senior Compliance Advisor – Vanguard Personalized Indexing (VPI) | Advice & Wealth Management role in the The Vanguard Group, Inc. department at vanguard.
Which team or department does the Senior Compliance Advisor – Vanguard Personalized Indexing (VPI) | Advice & Wealth Management at vanguard belong to?
This Senior Compliance Advisor – Vanguard Personalized Indexing (VPI) | Advice & Wealth Management position is part of the The Vanguard Group, Inc. department at vanguard. See the full job description for more information about the team structure and responsibilities.
How do I apply for the Senior Compliance Advisor – Vanguard Personalized Indexing (VPI) | Advice & Wealth Management position at vanguard?
Click the "Apply Now" button on this page. You will be redirected to vanguard's official application portal hosted on workday where you can submit your application directly.
When was the Senior Compliance Advisor – Vanguard Personalized Indexing (VPI) | Advice & Wealth Management job at vanguard posted?
This Senior Compliance Advisor – Vanguard Personalized Indexing (VPI) | Advice & Wealth Management position at vanguard was posted on Aug 7, 2026. Apply as soon as possible — early applications are often reviewed first.
Senior Compliance Advisor – Vanguard Personalized Indexing (VPI) | Advice & Wealth Management
vanguard
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