Director, Regulatory Consulting

In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology, allow us to give our clients clarity—not just answers—in all areas of business. We embrace diverse backgrounds and global perspectives, and we cultivate diversity by respecting, including, and valuing one another. As part of One team, One Kroll, you’ll contribute to a supportive and collaborative work environment that empowers you to excel.

Kroll’s Regulatory Consulting team helps firms deliver on a wide range of engagements including financial crime, compliance risk, regulatory readiness, compliance monitoring and regulatory reporting.

At Kroll, your work will help deliver clarity to our clients’ most complex governance, risk, and transparency challenges. Apply now to join One team, One Kroll.

RESPONSIBILITIES:

• Lead regulatory consulting engagements following a risk-based approach, identifying control failings and operational weaknesses across a range of firms
• Provide strategic, practical and commercially focused advice and support to clients, including senior stakeholders
• Own, manage and develop senior client relationships, ensuring high-quality delivery and identifying opportunities to support clients further
• Oversee the drafting, review and delivery of reports for firms and international regulators
• Lead engagement teams, delegate work effectively, provide coaching and ensure outputs are delivered to a high standard
• Collate, interpret and present complex data, visualising trends and patterns in performance to support clear recommendations
• Design, prepare and deliver training sessions both internally and for clients
• Lead the preparation of pitch documents and proposals for potential work, contributing to business development activity
• Prepare articles and other thought leadership materials for distribution both internally and externally
• Contribute to the growth of the Regulatory Consulting practice by sharing knowledge, supporting colleagues and strengthening Kroll’s market presence
• Deliver on a wide range of engagements, including working in the following areas:
• COBS
• Asset management and general SYSC
• Operational resilience
• CONC/CMCs S166
• Compliance Risk
• Retail Conduct
• Due Diligence
• Governance/SYSC

• Regulatory readiness

   

REQUIREMENTS:

• We are looking for someone who is passionate, focused, collaborative and entrepreneurial. This role would suit a senior professional who can lead client delivery, use their own initiative and provide prompt, practical services to clients
• Significant experience in regulation or compliance, ideally including experience gained within Consulting, Asset Management, Banking, Brokers, Investment Banks or the Regulator
• Demonstrable experience leading regulatory consulting engagements and managing project teams
• Strong background in financial services and a strong awareness of current issues facing the industry
• Proven ability to build trusted relationships with senior stakeholders, including C-suite, functional heads and operational leadership
• Exceptional oral and written communication skills, with strong presentational expertise and the ability to influence senior audiences
• Commercially minded, client-facing and solutions-focused, with the ability to identify and support business development opportunities
• Experience coaching, developing and supporting more junior colleagues
• Experienced in Microsoft Office, specifically PowerPoint, Word and Excel
• CISI or other relevant regulatory/compliance qualifications would be desirable

• Degree in a related discipline such as economics, business studies, maths or similar would be desirable

   

In order to be considered for a position, you must formally apply via careers.Kroll.com

Kroll is committed to equal opportunity and diversity, and recruits people based on merit.

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