Compliance, FCC-Data, Systems, and Innovation (DS&I), Vice President, Salt Lake City

Business Unit and Role Overview

Financial Crime Compliance (“FCC”) has primary responsibility for the execution of the firm’s enterprise-wide Anti-Money Laundering (“AML”), anti-bribery, and government sanctions compliance programs and, among other things, performs enhanced due diligence and government sanctions screening, as well as surveillance and investigations designed to identify potential terrorist financing, money laundering, bribery, market abuse, or other suspicious activity.

Opportunity

FCC is seeking an individual to join its FCC Data Oversight team to deliver oversight capability that unifies monitoring, issue resolution, control optimization, and proactive risk analytics – while building tools that automate and streamline this work.  S/he will be working with cross-divisional partners, including technology, operations and business personnel serving as a central link coordinating and ensuring data integrity, including but not limited to the following:

• Capturing, analyzing and documenting business requirements and functional specifications
• Data sourcing, data analysis and identifying data requirements
• Assist in development and implementation of AML risk analytics focused on identifying gaps and inefficiencies and hidden opportunities in our data and reporting ecosystem
• Project tracking and execution
• Solution new tools using partner feedback and create efficiencies and strengthen controls 
• Conduct investigative and testing reviews of FCC’s controls and related partnered controls
• Documentation of project/issue artifacts and surface real-time insights that reveal trends, risks, and performance drivers

The successful candidate will have strong analytical and technical kills, the ability to collaborate with others, manage workflows and multi-task.  The team member is expected to quickly gain an understanding of the firm’s global businesses, and the rules and regulations under which the Bank operates.

The role is open to start immediately.

Basic Qualifications:

• A minimum of 5 or more years of prior experience in an analytical role in Financial Crimes Compliance, with an emphasis on data governance/analytics.
• Bachelor degree in Engineering/Technology with relevant work experience
• Experience with Data Lake, Tableau/Qliksense/Qlikview, Excel (pivots, VLookups) and/or other data analytics/visualization tools
• Ability to deal with data models and work on mapping data across platforms
• Excellent organization and project management skills – ability to execute and manage a project independently
• Excellent written and verbal communication skills
• Ability to adapt to new changes and new challenges
• Ability to prioritize work flows and ensure deadlines are met
• Ability to work independently and manage a team
• Strong knowledge of databases, data generation and SQL/Python/C++ or relevant languages and the ability to query large data sets and transform data