Global Banking & Markets Operations, Private Operations Project Manager, Vice President - New York
Candidate Experience Site - Campus
Compliance, Asset Management Compliance, Associate, London
About this role
OUR IMPACT
The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and asset management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. The firm is headquartered in New York and maintains offices in London, Dublin, Frankfurt, Tokyo, Hong Kong and other major financial centres around the world.
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
YOUR IMPACT
This is a role on the Asset Management Compliance team based in London. The successful candidate will provide Compliance advisory services covering sales and marketing activities within Goldman Sachs Asset Management (“GS AM”). The role will predominately involve reviewing marketing collateral to ensure conformity to financial promotion regulations and jurisdiction restrictions. Additionally, the successful candidate will work with business partners, Legal and Compliance colleagues to manage sales and marketing regulatory requests, enhance the compliance program in line with regulatory reforms, conduct surveillance and forensic reviews, deliver compliance trainings, and assist in drafting and updating compliance policies.
RESPONSIBILITIES
- Review and approval of financial promotions
- Support the forensic program, including engaging in ad hoc and programmatic reviews, escalating and logging findings, prepare policy reminders
- Compliance support and representation on strategic initiatives
- Participate in regulatory identification and implementation projects
- Develop and implement Compliance policies and procedures, outlining firm policies, regulations and best practices
- Preparing and delivering Compliance training
- Assisting in responding to regulatory inquiries and investigations
- Miscellaneous projects as required
SKILLS/EXPERIENCE
- A minimum of 2 years of experience in marketing compliance
- Demonstrated interest in financial markets, asset management and managing conduct risk
- A critical thinker with strong analytical, organizational, researching and fact-gathering skills
- A highly motivated self-starter, who learns quickly and works well under pressure
- Able to effectively summarize, communicate and defend positions
- A proactive team player, who enjoys working collaboratively across teams and disciplines
- Possess effective interpersonal and communication skills; the candidate should be outgoing, communicative, persuasive and courteous
ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html
© The Goldman Sachs Group, Inc., 2023. All rights reserved.
Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.
Frequently Asked Questions
Is the salary disclosed for the Compliance, Asset Management Compliance, Associate, London position at Candidate Experience Site - Campus?
The salary for this Compliance, Asset Management Compliance, Associate, London role at Candidate Experience Site - Campus is not publicly listed. Click "Apply Now" to learn more about the compensation package on their official careers page.
Where is the Compliance, Asset Management Compliance, Associate, London position at Candidate Experience Site - Campus located?
This Compliance, Asset Management Compliance, Associate, London role at Candidate Experience Site - Campus is based in London, Greater London, England, United Kingdom. The position is listed as on-site or hybrid. Check the full job description or apply directly to confirm the work arrangement.
How do I apply for the Compliance, Asset Management Compliance, Associate, London position at Candidate Experience Site - Campus?
Click the "Apply Now" button on this page. You will be redirected to Candidate Experience Site - Campus's official application portal hosted on oraclecloud where you can submit your application directly.
When was the Compliance, Asset Management Compliance, Associate, London job at Candidate Experience Site - Campus posted?
This Compliance, Asset Management Compliance, Associate, London position at Candidate Experience Site - Campus was posted on Sep 18, 2026. Apply as soon as possible — early applications are often reviewed first.
Compliance, Asset Management Compliance, Associate, London
Candidate Experience Site - Campus
You'll be redirected to Candidate Experience Site - Campus's official application page on oraclecloud.