Associate, Business Management, Institutional Equities

citicclsa· 1294 CLSA (UK)
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📍 LondonFull time

About this role

Position Description

As an Associate, Business Management, Institutional Equities you will be supporting the High and Low touch trading desks for Cash Equities in EMEA as well as the ETF business and Facilitation desk in UK.  You will be particularly focused on the day-to-day operations of the Trading business to ensure our business is operating in a responsible and efficient manner.  The function involves constant liaison with, and often provides the link between, trading and IT, Risk Management, Operations, Finance, Legal and Compliance, as well as working closely with Sales & Trading team members.

Key Areas of Responsibilities

  • Assisting the day-to-day activities of the Cash Equites trading business to ensure its smooth and efficient operation
  • Monitoring credit and market risk limit utilisation and keeping Trading management updated on any issues. Ensure periodic reviews are completed in line with local and group requirements
  • Resolving operational issues and actions in relation to the Risk and Control environment
  • Providing support to the client onboarding process
  • Driving enhancement of controls globally
  • Providing support to Trading management in preparation for business updates, supervisory reviews, desk procedures, etc.
  • Providing input into Audits, Monitoring & Testing Reviews, Risk Control Self Assessments, BCP exercises
  • Partner with Legal, Compliance, Tax and other support functions to ensure the business is continuously operating in regulatory compliant manner
  • Contribute to or lead the governance forums including management committees, risk and control committees
  • Completion of invoicing requirements linked to the Institutional Equities trading business in EMEA
  • Provide guidance on MiFID regulatory to the execution desk and support departments

Requirements

  • Minimum Bachelor’s degree required
  • At least 3 years’ experience in equities, with strong knowledge of Cash Equities across both high-touch and low-touch trading environments.
  • Solid equities expertise, ideally covering Cash Equities trading (high-touch and low-touch), with additional knowledge of ETFs.
  • Ability to multi-task, prioritise and operate under pressure
  • Excellent attention to detail
  • Team player/leader with strong communication skills to decompose and explain complex issues to all audience levels
  • Excellent organisation and time management skills
  • Fluent in both written and spoken English

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Frequently Asked Questions

Is the salary disclosed for the Associate, Business Management, Institutional Equities position at citicclsa?
The salary for this Associate, Business Management, Institutional Equities role at citicclsa is not publicly listed. Click "Apply Now" to learn more about the compensation package on their official careers page.
Where is the Associate, Business Management, Institutional Equities position at citicclsa located?
This Associate, Business Management, Institutional Equities role at citicclsa is based in London. The position is listed as on-site or hybrid. Check the full job description or apply directly to confirm the work arrangement.
Is the Associate, Business Management, Institutional Equities role at citicclsa full-time or part-time?
This is listed as a Full time position. It is posted as a Associate, Business Management, Institutional Equities role in the 1294 CLSA (UK) department at citicclsa.
Which team or department does the Associate, Business Management, Institutional Equities at citicclsa belong to?
This Associate, Business Management, Institutional Equities position is part of the 1294 CLSA (UK) department at citicclsa. See the full job description for more information about the team structure and responsibilities.
How do I apply for the Associate, Business Management, Institutional Equities position at citicclsa?
Click the "Apply Now" button on this page. You will be redirected to citicclsa's official application portal hosted on workday where you can submit your application directly.
When was the Associate, Business Management, Institutional Equities job at citicclsa posted?
This Associate, Business Management, Institutional Equities position at citicclsa was posted on Aug 17, 2026. Apply as soon as possible — early applications are often reviewed first.
Associate, Business Management, Institutional Equities
citicclsa
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