Assistant Vice President - Regulatory Change Management (RCM)

About the Role

We are seeking a skilled professional to join our expanding Group Compliance Team, specializing in our Regulatory Change Management (RCM) function. Reporting directly to a Senior Vice President of Group Compliance, this role offers an exciting opportunity to shape and strengthen Citco's regulatory framework at a global level. The ability to interpret regulatory developments, assess their implications, and lead effective implementation is a fundamental requirement of this role. The successful candidate will be instrumental in driving our proactive approach to regulatory compliance, ensuring seamless integration of regulatory changes across our operations while maintaining the highest standards of risk management and internal governance.

The key responsibilities of this position are, but not limited, to:

• Supporting the Group Compliance RCM function in implementing its RCM process.

• Identifying and keeping abreast of relevant changes in regulatory requirements and business activities on a global basis, with a view to ensuring Citco’s ongoing compliance, avoiding reputational damage and/or financial loss and maintaining a competitive advantage.

• Ensuring Group Compliance team members, Local Compliance Officers and relevant internal stakeholders are informed of present and future legislative and regulatory developments globally across all Citco business divisions and advising or coordinating advisory support where required.

• Liaising with Group Compliance team members, Local Compliance Officers and relevant internal stakeholders to oversee the completion of assessments, gap analyses and the resultant implementation of new and/or updated controls where identified.

• Assisting in the preparation of RCM reports for Group Compliance senior management, the RCM Working Group, and Citco’s Group Compliance Officer.

• Assisting in drafting and circulating updates/newsletters covering global regulatory developments potentially impacting Citco to relevant compliance personnel and internal stakeholders.

• Assisting in the preparation for Group Compliance’s monthly RCM Governance & Oversight meetings.

• Serving as an additional point of contact for RCM Process related queries.

• Assisting with the preparation and delivery of RCM training and the preparation of RCM related presentations.

• Supporting review and updating of RCM Policies and Procedures, User Guides etc. 

• Assisting in the implementation of any RCM software systems.

• Attending seminars/webinars in relation to key regulatory developments.

• Any other RCM related tasks as required.

   

Other duties

Performing any other duties requested by Group Compliance senior management.  Depending on business needs, you may be called upon to stand in for your colleagues in the case of absences and to help whenever necessary in other sections of the Citco Group of companies and/or Group Compliance.

About You

Qualifications & Experience

• A degree in Law or a related field, or an equivalent professional qualification.

• A minimum of 5 years' experience within the financial services sector.

• Demonstrated experience in identifying and evaluating legal and regulatory obligations.

• Prior experience in interpreting, assessing, analysing, and implementing Cybersecurity and IT-related regulatory changes would be considered an advantage.

   

Skills & Competencies

• Ability to handle sensitive information with the utmost confidentiality and discretion.

• Meticulous attention to detail, underpinned by strong organisational capabilities.

• Excellent verbal and written communication skills in English.

• Strong interpersonal skills with a proven ability to build and maintain effective working relationships.

   

Technical Proficiency

• Working knowledge of the following Microsoft tools:

• Office Suite (Word, Excel, and PowerPoint)

• Power BI

• SharePoint

• Teams